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Please note that this course is from a third party vendor, K2 Enterprises. We strongly recommend registering no later than one-hour before the course begins. Please contact K2 if you do not receive your invitation via email at least 24 hours before the course begins: [email protected]. Thank you.

Date(s):

09/17/2025

Registration Open:

8:45 AM - 9:00 AM

Time:

9:00 AM - 4:30 PM

Facility:

Online

Meeting Type:

Courses

CPE Credit:

8.00

Field(s) Of Study:

Auditing (8.00)

Level of Knowledge:

Intermediate

Price:

Member: $345.00
Nonmember: $445.00

Individual Discounts:

$30.00 Early Bird discount available until 08/20/2025

Group Discounts:

10+ Registrants - Discount: 5.00%
20+ Registrants - Discount: 10.00%

Overview

Internal controls are more important than ever, and their importance increases daily. However, internal controls present a challenge for many smaller organizations. This program will teach you how to evaluate, develop, and implement an effective internal control structure in a small business environment. You will identify how to assess risk in smaller organizations and implement preventive, detective, deterrent, and compensating controls to mitigate these risks, even without proper segregation of duties. Additionally, participating in this program will teach you technology-focused techniques for preventing and detecting fraud and securing information systems and sensitive data.

 

For small organizations, maintaining an effective system of internal controls presents a significant challenge. Realistically, implementing many theoretical concepts surrounding internal controls may sometimes be impossible. Consequently, many internal control structures foster an environment where too much risk exists. This factor and uncontrolled information systems can often lead to disastrous results. Participate in this program to learn the necessary insights and tools to design, implement, and monitor small organizations' internal controls, security, and anti-fraud measures.

 

Fraud plagues small businesses – the group that can least afford it! Fortunately, there are proven options you can implement to stem the tide of fraud found in smaller companies and not-for-profits, and in this session, you will learn how to do precisely that!

         Cite internal control fundamentals, including definitions and concepts, types of internal control activities, and the need for internal controls

         Identify common small business control deficiencies and issues, including concentration of ownership and inadequate segregation of duties, and list five key risk areas for small businesses

         Recognize the common types of fraud schemes occurring in small businesses and implement internal control measures to reduce the threat of becoming a victim

         List the objectives and common deficiencies of small business accounting systems

         Define the purpose of general controls and list examples of typical control techniques in small businesses

         Implement technology tools to prevent and detect occupational fraud

         List opportunities to enhance security over information systems and sensitive data

 

This course is designed for Business professionals responsible for internal control and fraud prevention and detection.

Highlights

         Common challenges associated with implementing appropriate internal controls in small business environments

         Fraud in small business environments

         Internal control options in small business accounting software

         Understanding the need for application controls and general controls

Speaker(s)

Prerequisites

Basic understanding of internal controls and accounting and administrative processes in smaller organizations.