Available Until:

4/26/2026

Registration Open:

onDemand

Time:

onDemand

Facility:

onDemand

Meeting Type:

CPEOnDemand

CPE Credit:

2.50

Field(s) Of Study:

Auditing (2.50)

Level of Knowledge:

Basic

Price:

Member: $109.00
Nonmember: $140.00

Individual Discounts:

Not Available

Group Discounts:

Not Available

Overview

Basic overview of the audit process to guide new staff members through audit procedures from start to finish.

Highlights

Audit process overview

You will understand the entire audit process from start to finish after examining topics, including:

  • Pre-engagement activities
  • Client acceptance
  • Procedures and standards that guide the flow of the audit
  • Concluding procedures

Steps for a successful audit

You will also learn about the steps related to:

  • Planning
  • Materiality
  • Risk assessment
  • Analytical procedures
  • Internal control
  • Walkthroughs

Who Will Benefit

  • Recently onboarded staff
  • First-year staff
  • Firms that want consistent training and level setting

Topics

  • Defining professional responsibilities engagement activities and client acceptance
  • Further audit procedures
  • Financial statements
  • Concluding procedures

Learning Outcomes

  • Recall the professional responsibilities for an auditor as prescribed by generally accepted auditing standards (GAAS).
  • Identify the individual procedures that collectively represent the pre-engagement activities of an audit.
  • Identify additional key concepts and their importance, including assertions, materiality, and risk
    assessment.
  • Recall the individual procedures that collectively represent the majority of test work performed during an audit.
  • Identify common procedures to finalize an audit.

Speaker(s)

Prerequisites

None